Sustainable Agrosilvicultural Management Techniques in Northern China Dryland

Lu  Qi1   Zhao Tishun2

(1 China National R & D Center for Combating Desertification, Beijing 100091)

(2 Henan Academy of Forestry Survey and Design, Zhengzhou 450003)

           

 

Abstract  Five major types of agrosilivculture have been practiced over the past 40 years in the North China Plain. In these systems, trees, shrubs, and other woody perennials are interplanted with agricultural crops or are planted for protecting farmland as shelterbelts, for controlling gully erosion, “town-village” protection, or for establishing fast-growing high-yield plantations. Tree species for interplanting are Paulownia spp., Ziziphus jujuba, Populus spp., Diospyros kaki, Fraxinus chinensis, Morus Cathayana, Metasequoia glyptostroboides, Taxodium ascendens, Taxodium distichum, etc.

    As compared with the control systems, wind velocity was decreased by 20% to 40%, relative air humidity was increased by 10% to 20%, and evaporation decreased 9% to 25% in the agrosilvicultural systems.

    In the farmland shelterbelt, there were increases of 5.9% in water content, 8.7% in water retaining capacity, 13.3% in effective moisture of the surface soil (0-30 cm), 19.17% in organic matter, 8.3% in total miarogen, 21.15% in hydrolyzable nitrogen, and 16.2% in rapidly available phosphorus within the soil.

Biomass was increased 1.63 to 2.6 tons/ha/yr for Populous tomentosa (10-18 years) in shelterbelt protected fields and 1.81 to 2.5 tons/ha/yr for Paulownia fortunei (10 years) in inter-cropped field. The efficiency of light energy utilization was 1.0% to 2.98%, and the cycling ratio of nutrient elements was 9.53% to 20.0% higher in the agrosilvicultural systems than in the open crop fields.

    Crop yield was increased by 9.7% to 30% for wheat Triticum aestivum), 9.6% to 21.5% for maize (Zea mays), 20% for millet (Setaria italica), 10.3% for sorghum (Sorghum vulgare), 9.52% for soybean (Glycine max), 7.69% to 8.3% for cotton (Gossypium spp.), 5.8% to 12.8% for peanut (Arachis hypogaea), and 9.5% for rapeseed (Brassica campestris).

Key words: Agrosilviculture, North China Plain, inter-planting, shelterbelt

 

1 Introduction

 

            The North China Plain is the largest plain in China, covering a wide region from 113°30¢ to 122° 41¢ E and from 31°18¢ N to 40°36¢ N. This region is about 509,000 km2 or 5.3% of the total land area of China. It is a main region for grain, cotton, edible oil crops, and tobacco in China. The major hydrographic network in the Plain includes the Yellow River, the Huaihe River, the Haihe River, and the Luanhe River. The whole area lies in a humid monsoon zone of temperate climate Zone with a mean annual precipitation of 500 to 1,000 mm unevenly distributed in different seasons of the year. The annual evaporation of 1,800 to 2,300 mm, three or four times of the annual precipitation.

            Since 1949, China has engaged in tree plantation in the plain to control the violent, sand accumulation and wind disasters and improve agricultural potential. During the 1950's, several large-scale afforestation programs were launched. The first program was located along the lower reaches of the Yongding River to protect farmland against sand invasion and wind disasters. The second was to establish shelter belts in the sandy areas in the west of Hebei Province. The third was the shelterbelt along the abandoned watercourse of the Yellow River in the east of Henan Province.

            In the 1960's, afforestation on large scale was turned to plant tress on “four sides”: house-side, village-side, road-side, and water canal. Inter-cropping was widely used the farmlands that were often impacted severely by sands and wind disasters. In the 1970's, with a view to further improve the ecological environment for crop yields, plantation and crop farming were integrated into agrosilvicultural system that was characterized by the full use of hills, riverside, crop fields, roads, and small pieces of land. As a result, shelterbelt networks have been planted around the squared crop fields and the windbreaks and farmland protective shelterbelts were gradually established in the wide plain area. By the 1980's, the green protective system has commonly been practiced all over the North China Plain and remarkable advantages in agroforestry management have been promoted through wide demonstration.

 

2 Types of Agrosilviculture

 

2.1 Inter-cropping

            Inter-cropping is an agrosilviculture system in which trees and cereal crops were inter-planted in various patterns. Seven different systems are practiced in the North China Plain.

            1) Paulownia-crop inter-planting: this type is practiced mainly in the sand-wind-impacted areas of the North China Plain. Some counties, like Lankou, Minquan, Suixian, Fugou, and Yanling in Henan Province have played a leading role in expanding this system. It is extensive over large areas of land and has also been practiced in Heze, Dongming, Yanzhou, and Bozhou Counties of Shandong and in some counties of Anhui and Hebei Provinces. Three inter-cropping patterns are adapted.

            Inter-planting with crop domination is mainly practiced in areas where sands wind are less, soil is relatively fertility, and the water table is below two meters. For sustainable agricultural development, some crops and trees, such as wheat, maize, and cotton, Paulownia trees are planted on the farmland in spacing of four to five meters between individual trees and 30, 40, or 50 meters between rows, depending on the specific conditions. The Paulownia trees were harvested as timber source when its growth was eight to ten years.

            Inter-planting with Paulownia domination is mostly concentrated on the sand areas along rivers course and in the sand-wind-impacted areas with less low density of population. The main objective is to grow Paulownia timber with different crops. Trees are usually planted in 5m×5m   spacing. A thinning cut is practiced five years after planting to praduce small and medium-sized logs. The remainders then grow into large trees. In the first two years, the inter-cropping patterns are Paulownia-wheat-cotton (or maize), Paulownia-wheat-soybean (or peanut), Paulownia-wheat-garlic, Paulownia-melons-garlic, Paulownia-peppermint, and Paulownia-vegetables.

            Inter-planting dominated by both crops and Paulownia is carried out mainly in the semi-cultivated and abandoned cropland with sandy soils and frequent winds. The inter-planting system is designed to protect crops from hot wind and sandstorms and produce small and medium-sized logs. The spacing is about 5m×10m to 6m×10m metres with an arrangement of 102 to 200 individual trees per hectare.

            2) Jujube-crop inter-planting: Jujube, an important fruit tree in the North China Plain, is widely planted in cropfields with poor sandy soil in Xingzheng, Neihuang, Puyang, Yongcheng, and Lingbao Counties of Henan Province and Liling, Shiping, Liaocheng, Zhouxian, and Tengxian counties of Shandong Province. The jujube trees are planted in spacing of 4m×8m to 6m×10 m with inter-cropped wheat and peanut.

            3) Wicker-crop inter-planting: Fraxinus chinensis, Amorpha fructiosa, and Salix suchowensis are planted on farmland for increasing grain and wicker. This system is practiced mainly in flooded areas along the Yellow River, such as Ningling, Lankao, Minquan, and Kaifeng Counties of Henan Province and Qingcheng County of Shandong Province. Wicker-crop inter-planting plays an important role in wind control and sand fixation. For example, ash tress (Fraxinus) are planted in clusters, each cluster with three or four stems 0.6 to 1 meter apart and two to four rows in a belt. The distance between belts varies from 4 to 22 meters. Wheat, peanut, and soybean are sewed inside the belts.

            4) Mulberry-crop interplanting: Mulberry trees (Morus cathayana) with inter-crops are mainly found in Maxian, Yuxian, Xiangxian, Wuzhi, Minquan, and Qixian Counties of Henan Province, and even in some counties of Hebei, Shandong, and Anhui provinces. There are two types are common. One is designed to produce mulberry leaves for silkWorm breeding. Here, mulberry trees are planted in 1m x 1m to 2m×2 m spacing and managed by using the coppice method. The other type of inter-planting is undertaken primarily to grow mulberry branches and stems for making forks of treetrunk, a farm tool. Trees are planted in clusters. Usually one cluster has three to five stems or, in some cases, even more than ten. Inter-crops are wheat, sweet potato, and leguminous plants.

            5) Persimmon-crop inter-planting: this type of inter-planting of persimmon (Diospyros khaki) with crops is commonly practiced in Boai, Xingyang, Linxian, Lushan, and Huixian Counties of Henan Province and in some parts of Shandong and Hebei provinces as well as Beijing. Persimmon trees are planted in a distance of 15 to 20 meters apart from individual tree and in a distance of 20 to 25 meters in row. There is no discrimination in crops for inter-planting due to the low density of persimmon trees.

            6) Poplar-crop inter-planting: this type of inter-planting is practiced in the basins of the Huaihe River and the Yellow River in Henan Province and in some parts of Shanxi, Shandong, and Hebei provinces. Three inter-cropping patterns are common. In inter-planting with tree dominance, trees are planted three to four metres apart with four to six metres between rows. In inter-planting with crop dominance, trees are planted three to four metres apart with 30 to 50 metres between rows. And in inter-planting with both tree and crop dominance, trees are planted in a 4m×8 m spacing. In all three patterns wheat and soybean are inter-cropped.

            7) Other inter-planting types: in recent years some, other inter-planting types have been developed in the Huaihe River Basin. Tree species used for inter-planting are Taxodium distichum, Taxodium ascendens, and Metasequoia glyptostroboides. These trees are planted along the ridges or inter-planted in the fields with inter-crops of wheat and rice.

 

2.2 Farmland Shelterbelts

            As integrated parts of an agrosilvicultue system, the marginal lands along cropfields, roads, and ditches can be fully used for tree planting to form shelterbelts that play an important role in improving the ecological environment and imcreasing crop yield. Such farmland protective shelterbelts are extensively distributed not only in the areas where climate is arid and sand and wind disasters are severe, but also in the regions with high yields of crops in the North China Plain and in some parts of farming areas in the mountainous areas.

            Generally, the distance between main shelterbelts is from 400 to 500 metres, forming a "mesh size" of five to ten hectares. In the areas where sand and wind disasters are severe, the distance between main shelterbelts is from 150 to 250 metres; whereas that between secondary shelterbelts is from 300 to 400 metres. A main shelterbelt is formed by four to eight rows of trees and a secondary shelterbelt by two to four rows of trees. The tree species used are Populus tomentosa, Populus euramericana cv. Sacran-79, Populus fortunei, Ulmus pumila, and Salix spp. In order to increase the economic output, Amorpha fructicosa and medicine herbs are planted under the shelterbelts, thereby creating complex inter-plantations in the fields.

 

2.3 Social Forests

            The social forests are created by planting timber trees, fruit trees, and flowers on the marginal lands in the front and back of houses, in courtyards, along roadsides, and around villages. These can not only gardening the landscape and improve the environment, but also produce integrated benefits in addition to ornamentation such as supplies of fruit, timber, and fuelwood. Social forests are the complex system. Especially in the east and the south of Henan Province, farmers make full use of marginal lands in courtyards and around villages by creating various types and components of these social agroforests.

            Tree species used for these purposes are mainly Paulownia spp., Papulus spp., Diospyros kaki, Robinia pseudoacacia, and Ulmus pumila. Many cash crops, trees, and garden flowers are also integrated into these social forests. According to a forest inventory conducted in 1988, social forests in Henan Province occupy an area of about 4.2×105 hectares with over 800 million trees, the total stocking volume of which reaches 28.96×106 m3, which is about 33% of the total stocking volume in Henan Province.

 

2.4 Fast-Growing High-Yield plantations

            In recent years, many large tracts of fast-growing high-yield plantations have been established in the vast flood plains of rivers, along the main canals, or in the sand lands and sand-wind impacted areas in the North China Plain. The size of these plantations varies from a few to dozens of hectares. The main tree species planted are Paulownia spp., Populus spp., Robinia pseudoacacia, and Ulmus pumila. Crops are planted before the crown of the stands closed. Investment and input for the establishment was provided by local governments. Short rotation operation is adopted for plantation of social forests, which are usually harvested within 10 to 15 years. In a broad sense, these plantations are the main components of agrosilviculture. Of the 3.0×105 ha of fast-growing high-yield plantations and 2.33×105 ha of patch-forests in Henan Province, about 9665 hectares of Paulownia plantations are inter-planted with crops. Those plantations inter-cropped in Shandong and Hebei Provinces cover 1.26 x104 ha and 2.7×104 ha respectively.

 

3 Functions of Agrosilviculture

 

3.1 Modification of Microclimates

            Farmland shelterbelts and inter-cropping reduced wind velocity by an average of 20% to 40%. In summer, shelterbelts reduced the daily mean temperature by 0.5 to 2.6in the cropfields. The Paulownia-crop inter-plantings reduced daily mean temperature by 0.4. The wicker-crop inter-plantings reduced maximum temperature by 0.8 to 1.0 and the daily mean temperature by 0.5. Within the farmland shelterbelts the mean relative air humidity increased by an average of 10% to 20%. Evaporation was decreased by 25% to 43% in the Paulownia-crop inter-cropping, 12.6% in the jujube-crop inter-cropping, and 9.2% in the wicker-crop inter-cropping (Zhao and Zhao, Tianbao 1986).

 

3.2 Resistance to Natural Calamities

            In Boai County, Henan Province, 21, 000 hectares of farmland protective shelterbelts have been planted since 1972. Analysis of meteorological data obtained from 1965 to 1983 reveals clear changes in the region's climate that may be divided into three periods that correspond to the non-shelterbelt period (1965 to 1971), the initial stage of shelterbelt plantation (1972 to 1977), and the functional stage of shelterbelt (1978 to 1983) (Wang and Zhao, 1986).

            The absolute maximum temperature was reduced by 0.6, the absolute minimum temperature was increased by 1.9, and the absolute difference in temperature was reduced by 2.5. The growth of trees has promoted relative air humidity (RH). The annual change (A) in relative air humidity from 1965 to 1983 can be expressed by the following formula:

 

RH=138.67+5.2144A-0.0328A2 (r=-0.85)

 

The mean wind velocity was sharply reduced by 29.6%.

The days of strong winds totaled 17 during the non-shelterbelt period was decreased to 13 days in the initial shelterbelt period and 8 days in the functioning shelterbelt period.

The values for mean annual evaporation over the three periods were 1,917.8 mm, 1,746.6 mm, and 1,612.7 mm respectively. Compared with that during the non-shelterbelt period, mean annual evaporation was reduced in the initial and functioning shelterbelt periods by 8.9% and 15.9% respectively.

The days of hot winds per year averaged 9.7 days (the highest being 17 days in 1965) during the non-shelterbelt period, and was reduced to 5.2 days (the highest being 8 days in 1972) in the initial shelterbelt stage and 3.5 days (the highest being 7 days) in the functioning shelterbelt stage.

Deserving of special mention is the fact that large-scale farmland shelterbelts are capable of increasing rainfall. After the land was brought under farmland shelterbelts, Boai County had an increase in mean annual precipitation of 16.7%, an addition of 85.8 mm of rainfall to the system when compared to that prior to shelterbelt establishment. Qinyang County, which borders Boai to the west and had not established farmland shelterbelts, shows a gradual decrease in precipitation; whereas, annual precipitation was 99.5 mm greater in Boai County than that in Qinyang. Wuzhi County, which lies to the east of Boai County, received 61.5 mm of precipitation yearly than Boai County. These increases in annual precipitation are probably due to the fact that the trees within farmland shelterbelts greatly increase total evapotranspiration within the region, which in turn increases regional water vapor and accelerates the micro-circulation of water resources.

Lankao County of Henan Province experienced 25 sand and dust storms in 1962. After Paulownia-crop plantations were established extensively across the county, sand and dust storms occurred only twice in 1982 and by 1988, when forest coverage reached 20.4%, there were no such storms. Moreover, grain yields in the entire county increased from 30 million kg in 1962 to 190 million kg in 1982, 193 million in 1989, and 207 million in 1990 (Jiang, 1990).

 

3.3 Improvement of soil conditions

            The approaches for protecting farmland by shelterbelts in the eastern portion of Henan Province show that moisture contents within the top 20 cm was increased by 261 m3, about 2.3 times greater than that of farmland without trees. In Zhangruji Township in Boai County, the moisture content of farmland protected by shelterbelts was increased by an average of 23%.

            In addition, in the farmland shelterbelts, moisture content, water-holding capacity, and effective moisture of the surface soil (0-30 cm) were increased by an average of 5.9%, 8.7%, and 13.3% respectively, during the entire growing season as compared with the control areas. Under the protection of shelterbelts, 144.9 tons/ha of water were saved after 14 days of irrigation.

            Trees also play some roles in lowering the water table, thus preventing the soil's re-salinization and controlling saline-alkali soil. The farmland in Zhangruji Township had all been brought under the shelterbelt system in 1972. After ten years, the previously existing heavy saline-alkali land (12.8% of the total) and the light saline-alkali land (50% of the total) were eliminated as the water table was lowered two meters. The previously waterlogged fields were transformed into fertile land and the agricultural yield was doubled.

 

3.4 Enhanced Biomass and Light Energy Utilization

            A new agrosilvicultural ecosystem was formed by trees that planted into existing farmland and thereby diversifying the biological composition and structure within the ecosystem. These changes increased the efficiency of solar energy utilization and raised the biomass.

            Based on the results of researches, in a 10-year-old stand where Populus tomentosa was the dominant tree species along with Salix spp. and Amorpha fructicosa, the biomass of trees reached 13.7936 tons/ha or 37.3% of the total biomass of the farmland ecosystem. The productivity of the trees amounted to 1.63 tons/ha/yr and the total productivity of the farmland shelterbelt ecosystem was improved. The solar energy conversion rate of Populus tomentosa was 2.9%, which was as same as the net increase in efficiency of solar energy utilization as compared with monocultures of crops.

            Yang (1986) studied the biomass, net productivity, and efficiency of solar energy utilization of 10-year-old inter-cropped Paulownia elongata with spacing of 4.3 m in eastern Henan Province. According to this work, Paulownia was a major contributor to both biomass and net productivity in this system of agrosilviculture (Table 1).

 

Table 1. Biomass, Net Productivity, and Efficiency of Solar Energy Utilization

In Paulownia-crop Inter-cropping in Eastern Henan Province

 

Lime-earths &

Clay soils

Black sandy

soils

Silts

Total biomass (tons/ha)

33.7

26.7

27.7

%  from Paulownia

51.6

48.6

38.1

Net productivity (tons/ha/yr)

18.8

15.7

18.9

%  from Paulownia

13.3

12.2

9.6

Efficiency of solar energy utilization (%)

1.32

1.10

1.30

    Data from Yang (1986)

 

            Wang and Guan (1984) studied the biomass of wicker-crop inter-planted fields that featured Fraxinuds chinensis at a variety of spacing as well as differing agricultural inter-crops. In their work, biomass varied considerably due to both the different tree spacing and the combinations of inter-crops. Here it was clear that biomass increased as distance between wicker rows decreased (Table 2). The efficiency of solar energy utilization fluctuated between 0.7% and 1.1%. The average cycling rate of nutrient elements in the wicker-crop ecosystem was 20% greater than in the monoculture cropfield control, with the cycling rate of nitrogen being 12.5% higher, phosphorus 32.75% higher, potassium 34.36% higher, calcium 23.4% higher, magnesium 26.8% higher, and manganese 8.66% higher.

            Fan (1991) found similar improvements in soil fertility in farmland protected by a shelterbelt of Populus tomentosa. The average cycling rate of nutrient elements was 15.28%, a rate 9.53% higher than that of monoculture crop field. Nitrogen cycling was increased by 4.79%, phosphorus by 7.03%, potassium by 13.92%, magnesium by 56.98%, and manganese by 27.43%.

Research conducted in several provinces of eastern China (Wang and Zhao, 1986; Zhao and Zhao, 1986) has shown that many types of agroforestry, including agrosiliviculture, play an active role in increasing the yields of a broad variety of crops (Table 3).

Measurements carried out in a 13-hectare protected area in Xiaowinan village in Xiuwu County, Henan Provine, showed that the shelterbelts' "edge effect" area where crop yield decreased considerably took up only 2.2% of the total area, while the area where yields increased due to the protection of trees accounted for 88.4% of the total. These edge effects could have been minimized if proper measures such as digging trenches, trimming root systems, and improving irrigation and fertilization had been employed.

 

Table 2. Biomass of Wicker-Crop Inter-cropped fields in Ningling County, Henan Province (Unit: Tons per Hectare)

Trees

Crops

Total

Distance

Between

Rows(m)

Fraxinus

Chinensis

Wheat

Maize

Peanut

Fraxinus

+wheat

+maize

Fraxinus

+wheat

+peanut

22

8.644

15.779

12.880

6.563

37.30

30.99

10

19.017

9.772

12.144

6.188

40.93

34.98

8

23.772

10.533

11.806

6.016

46.11

40.32

4

47.543

7.740

10.120

5.156

65.40

60.44

 

Table 3. Agroforestry¢s Function in Increasing Yields

Types

 

Crop

Increase in yield (%)

Farmland

Shelterbelt

(Henan Province)

 

Wheat

Wheat

Maize

20.0 to 30.0

30.0

21.5

 

 

 

 

Tree-Crop

inter-cropping

(Henan Province)

 Wicker-Crop

Wheat

11.3

   

    

   

 Paulownia-Crop

Wheat

Millet

Sorghum

Mungbean

Wheat

Wheat

Maize

10.1 to 28.0

20.0

10.3

6.3

16.0

4.0 to 5.0

9.6

 

Persimmon-Crop

Jujube-Crop

Mulberry-Crop

Wheat

Wheat

Wheat

6.9

9.7 to 22.4

10.0 to 30.0

 

Agrosilivicultural

System (Hebei, Shandong,

and Anhui Provinces)

 

Cotton

Peanut

Rape